Securities, M&A, corporate governance, startups, real estate, and digital assets.

Kaelus Law’s core practice centers on securities law, with the corporate, transactional, and regulatory work that surrounds it. Below is where we spend most of our time.

Securities and Capital Markets

Kaelus Law advises issuers and investors through the full range of securities matters: Regulation D and Regulation CF offerings, exempt offering compliance, ongoing reporting for public companies, broker-dealer and investment adviser questions, and the legal opinions that transactions and offerings require.

  • Private placements (Regulation D - 506(b) and/or 506(c))

  • Regulation Crowdfunding (Reg CF) offerings

  • Ongoing SEC reporting and disclosure counsel for reporting companies

  • Legend removal pursuant to Rule 144, Section 4(a)(1), Section 3(a)(10), or other exemptions

  • Broker-dealer and investment adviser compliance questions