Securities, M&A, corporate governance, startups, real estate, and digital assets.
Kaelus Law’s core practice centers on securities law, with the corporate, transactional, and regulatory work that surrounds it. Below is where we spend most of our time.
Securities and Capital Markets
Kaelus Law advises issuers and investors through the full range of securities matters: Regulation D and Regulation CF offerings, exempt offering compliance, ongoing reporting for public companies, broker-dealer and investment adviser questions, and the legal opinions that transactions and offerings require.
Private placements and capital raising (Regulation D - 506(b) and/or 506(c))
Public company and SEC reporting
Restricted securities & Rule 144
Broker-dealer and securities compliance
Restricted Stock and Rule 144: What Every Shareholder and Officer Should Know Before Trying to Sell
Securities & Capital Markets - Restricted Stock